Regulation & Licensing
Your funds are protected by strict regulatory standards
Our Regulatory Status
Licensed and regulated to provide secure trading services
FCA License Information
About the FCA
The Financial Conduct Authority (FCA) is the conduct regulator for financial services firms and financial markets in the UK. The FCA ensures that all authorised firms operate with integrity, transparency, and in compliance with the highest international standards.
What This Means for You:
- Regular audits and compliance checks
- Strict capital adequacy requirements
- Transparent business practices
- Client fund protection measures
- Dispute resolution mechanisms
Company Registration
Transparent corporate structure and registration details
Company Name
MSSA Global Multi-Asset Strategy
Company Number
12931177
Jurisdiction
United Kingdom
Registered Address
30 College Road, Harrow, HA1 1BE, UK
FCA Reference Number
954868
Established
2020
How We Protect You
Multiple layers of protection for your funds and data
Segregated Accounts
Client funds are held in segregated accounts with tier-1 banks, completely separate from our operational funds. This ensures your money is protected even in unlikely scenarios.
Negative Balance Protection
You can never lose more than your deposited amount. Our negative balance protection ensures your account balance cannot go below zero, protecting you from market volatility.
Investor Compensation Fund
As a regulated entity, we participate in investor compensation schemes that provide additional protection for eligible clients in case of company insolvency.
Regular Audits
We undergo regular internal and external audits to ensure compliance with regulatory requirements and maintain the highest standards of financial integrity.
SSL Encryption
All data transmitted between you and our servers is protected with 256-bit SSL encryption, ensuring your personal and financial information remains secure.
Data Protection
We adhere to strict data protection policies and never share your personal information with third parties without your explicit consent.
Our Commitment to Compliance
Adhering to international standards and best practices
AML Policy
Our Anti-Money Laundering (AML) policy is designed to prevent and detect money laundering activities. We implement robust procedures to identify suspicious transactions and report them to relevant authorities.
- Transaction monitoring systems
- Suspicious activity reporting
- Regular staff training
- Risk-based approach
KYC Procedures
Know Your Customer (KYC) procedures help us verify the identity of our clients and assess potential risks. This protects both you and us from fraud and financial crimes.
- Identity verification
- Address confirmation
- Source of funds verification
- Ongoing due diligence
GDPR Compliance
We comply with the General Data Protection Regulation (GDPR) to ensure your personal data is processed lawfully, fairly, and transparently.
- Data minimization
- Right to access & erasure
- Data breach notification
- Privacy by design
Risk Disclosure
We provide clear and comprehensive risk disclosures to ensure you understand the risks associated with trading CFDs and forex before you start trading.
- Clear risk warnings
- Product explanations
- Leverage risk information
- Market volatility alerts
Frequently Asked Questions
Common questions about our regulation and client protection
What is FCA regulation?
The Financial Conduct Authority (FCA) is the conduct regulator for financial services firms and financial markets in the UK. Being FCA regulated means we must adhere to strict standards regarding capital adequacy, client fund protection, fair dealing, and transparent business practices. The FCA conducts regular audits and compliance checks to ensure all authorised firms maintain these standards.
How are my funds protected?
Your funds are protected through multiple measures: (1) Segregated accounts - your funds are kept separate from our operational funds in tier-1 banks; (2) Negative balance protection - you cannot lose more than your deposit; (3) Regular audits ensure compliance with fund protection requirements; (4) SSL encryption protects all your transactions and personal data.
Can I verify your license?
Yes, you can verify our authorisation directly on the FCA Register. Visit register.fca.org.uk and search for "MSSA Global Multi-Asset Strategy" or our FCA Reference Number "954868". This transparency ensures you can independently confirm our regulatory status.
What are segregated accounts?
Segregated accounts are bank accounts where client funds are held separately from the company's operational funds. This means your money is never used for our business operations and remains protected even if the company faces financial difficulties. We use tier-1 international banks to hold these segregated funds, providing an additional layer of security.
How does Negative Balance Protection work?
Negative Balance Protection ensures that you can never lose more money than you have deposited in your trading account. In volatile market conditions, if your positions move against you rapidly and your account balance goes negative, we will automatically reset it to zero. This protects you from owing money to the broker and limits your maximum loss to your deposited funds.
What documents are required for verification?
To comply with KYC (Know Your Customer) requirements, we typically require: (1) Proof of Identity - a valid government-issued ID such as passport, national ID card, or driver's license; (2) Proof of Address - a recent utility bill, bank statement, or official document showing your name and address (not older than 3 months); (3) In some cases, additional documents may be required to verify the source of funds.
Have Questions About Our Regulation?
Our compliance team is here to answer any questions you may have about our regulatory status, client protection measures, or compliance procedures.